GREENVILLE, SCCRD 121757Registration Status: ApprovedEffective since June 5, 2026Latest ADV June 1, 2026
Southeast Financial Advisors is an SEC registered investment adviser organized as a sole proprietorship with a primary office location in Greenville, SC. Its latest Form ADV filing, dated June 1, 2026, reports $133M in regulatory assets under management, 2 employees, and 656 accounts.
Assets Under Management
$133M
Employees
2
Offices
--
Total Clients
304
Primary office
GREENVILLE, SC
C/O 107 MANLY STREET, GREENVILLE, SC, United States
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked Aug 22, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 99.7% of total clients.
Top client categories% of clientsClients
1
Individuals
99.7%
303
2
Pension Plans
0.3%
1
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$133Mas of June 1, 2026
Discretionary99.2%
$132M
99% of total RAUM99.2%
Non-discretionary0.8%
$1M
1% of total RAUM0.8%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$133M
Total Accounts656
10Y AUM Change—
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees2
Clients per Employee152:1
10Y Employee Change—
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Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
This firm has a multi year gap in available SEC ADV filing history between 2012 and 2026. Charts show the most recent available filing segment under this CRD.
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.