Locker Financial Services, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Verona, NJ. Its latest Form ADV filing, dated February 9, 2026, reports $214M in regulatory assets under management, 3 employees, 1 office, and 391 accounts.
Assets Under Management
$214M
Employees
3
Offices
1 office
Total Clients
141
Primary office
VERONA, NJ
3 CLARIDGE DRIVE, SUITE 2, VERONA, NJ, United States
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 14, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 53.9% of total clients.
Top client categories% of clientsClients
1
Individuals
53.9%
76
2
HNWI
46.1%
65
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$214Mas of February 9, 2026
Discretionary100.0%
$214M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$214M
Total Accounts391
10Y AUM Change+$103M (+92.4%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees3
Clients per Employee47:1
10Y Employee Change-1 (-25.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.