ANNAPOLIS, MDCRD 120896Registration Status: ApprovedEffective since April 23, 2026Latest ADV June 24, 2026
Sera Capital Management, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Annapolis, MD. Its latest Form ADV filing, dated June 24, 2026, reports $114M in regulatory assets under management, 5 employees, 2 offices, and 106 accounts.
Assets Under Management
$114M
Employees
5
Offices
2 offices
Total Clients
74
Primary office
ANNAPOLIS, MD
1910 TOWNE CENTRE BLVD, SUITE 250, ANNAPOLIS, MD, United States
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked Aug 22, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 62.2% of total clients.
Top client categories% of clientsClients
1
Individuals
62.2%
46
2
HNWI
37.8%
28
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$114Mas of June 24, 2026
Discretionary81.9%
$94M
82% of total RAUM81.9%
Non-discretionary18.1%
$21M
18% of total RAUM18.1%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$114M
Total Accounts106
10Y AUM Change$0 (0.0%)
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees5
Clients per Employee15:1
10Y Employee Change0 (0.0%)
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Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.