BROADVIEW HTS., OHCRD 120818Latest ADV March 31, 2026
Financial Management Strategies, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Broadview Hts., OH. Its latest Form ADV filing, dated March 31, 2026, reports $714M in regulatory assets under management, 23 employees, 7 offices, and 1,895 accounts.
Assets Under Management
$714M
Employees
23
Offices
7 offices
Total Clients
1,895
Primary office
BROADVIEW HTS., OH
9200 SOUTH HILLS BLVD., SUITE 310, BROADVIEW HTS., OH, United States
Top client segmentIndividuals represent 66.7% of total clients.
Top client categories% of clientsClients
1
Individuals
66.7%
1,264
2
HNWI
31.0%
588
3
Corporations
1.5%
29
4
Pension Plans
0.4%
8
5
Charitable
0.3%
6
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$714Mas of March 31, 2026
Discretionary82.0%
$586M
82% of total RAUM82.0%
Non-discretionary18.0%
$128M
18% of total RAUM18.0%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$714M
Total Accounts1,895
10Y AUM Change+$448M (+168.6%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees23
Clients per Employee82:1
10Y Employee Change+6 (+35.3%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.