ELLICOTT CITY, MDCRD 120745Latest ADV March 23, 2026
Hwa Financial Group is an SEC registered investment adviser organized as a corporation with a primary office location in Ellicott City, MD. Its latest Form ADV filing, dated March 23, 2026, reports $295M in regulatory assets under management, 4 employees, and 577 accounts.
Assets Under Management
$295M
Employees
4
Offices
--
Total Clients
174
Primary office
ELLICOTT CITY, MD
3448 ELLICOTT CENTER DRIVE, SUITE 101, ELLICOTT CITY, MD, United States
Top client segmentIndividuals represent 60.3% of total clients.
Top client categories% of clientsClients
1
Individuals
60.3%
105
2
HNWI
35.6%
62
3
Corporations
2.3%
4
4
Charitable
1.1%
2
5
Pension Plans
0.6%
1
Categories with <5 clients
Charitable Organizations<5 clients
Corporations or other businesses not listed above<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$295Mas of March 23, 2026
Discretionary90.5%
$267M
90% of total RAUM90.5%
Non-discretionary9.5%
$28M
10% of total RAUM9.5%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$295M
Total Accounts577
10Y AUM Change+$173M (+141.7%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees4
Clients per Employee44:1
10Y Employee Change+1 (+33.3%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.