Firm profile

FINANCIAL COUNSELING, INC.

SPRINGBORO, OHCRD 119969Latest ADV April 20, 2026

Financial Counseling, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Springboro, OH. Its latest Form ADV filing, dated April 20, 2026, reports $100M in regulatory assets under management, 3 employees, and 708 accounts.

Assets Under Management
$100M
Employees
3
Offices
--
Total Clients
417
Primary office
SPRINGBORO, OH
582 N. MAIN ST., SPRINGBORO, OH, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

3 roles identified
CEOStevan M. Vaughan
CCOStevan M. Vaughan
CFOStevan M. Vaughan

Advisory services offered

4 types reported
Financial Planning Services
Portfolio management for businesses
Portfolio management for individuals and small businesses

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 14, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 90.2% of total clients.
Top client categories% of clientsClients
1
Individuals
90.2%
376
2
HNWI
6.2%
26
3
Corporations
1.7%
7
4
Charitable
1.0%
4
5
Pension Plans
0.5%
2
Categories with <5 clients
Charitable Organizations<5 clients
Pension and profit sharing plans<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$100Mas of April 20, 2026
Discretionary99.2%
$99M
99% of total RAUM99.2%
Non-discretionary0.8%
$825K
1% of total RAUM0.8%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$100M
Total Accounts708
10Y AUM Change$-26M (-20.5%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees3
Clients per Employee139:1
10Y Employee Change0 (0.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.