D & P Investment Advisors, Ltd. is an SEC registered investment adviser organized as a corporation with a primary office location in Wakefield, RI. Its latest Form ADV filing, dated March 6, 2026, reports $198M in regulatory assets under management, 1 employee, 1 office, and 647 accounts.
Assets Under Management
$198M
Employees
1
Offices
1 office
Total Clients
247
Primary office
WAKEFIELD, RI
10 HIGH STREET, SUITE B, WAKEFIELD, RI, United States
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 14, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 68.8% of total clients.
Top client categories% of clientsClients
1
Individuals
68.8%
170
2
HNWI
23.5%
58
3
Irrevocable Trusts/Estates
4.9%
12
4
Corporations
2.8%
7
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$198Mas of March 6, 2026
Discretionary0.0%
$0
0% of total RAUM0.0%
Non-discretionary100.0%
$198M
100% of total RAUM100.0%
All regulatory assets under management are non-discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$198M
Total Accounts647
10Y AUM Change+$72M (+56.7%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees1
Clients per Employee247:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.