Firm profile

SHAKER INVESTMENTS

BEACHWOOD, OHCRD 119135Latest ADV March 30, 2026

Shaker Investments is an SEC registered investment adviser organized as a limited liability company with a primary office location in Beachwood, OH. Its latest Form ADV filing, dated March 30, 2026, reports $259M in regulatory assets under management, 9 employees, 2 offices, and 283 accounts.

Assets Under Management
$259M
Employees
9
Offices
2 offices
Total Clients
130
Primary office
BEACHWOOD, OH
3201 ENTERPRISE PARKWAY, SUITE 310, BEACHWOOD, OH, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOKathleen C. Wick

Advisory services offered

5 types reported
Financial Planning Services
Other advisory services
Portfolio management for businesses

Fee models offered

2 types reported
Asset based fees
Performance-based fees
Sources checked May 15, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 51.5% of total clients.
Top client categories% of clientsClients
1
Individuals
51.5%
67
2
HNWI
42.3%
55
3
Corporations
2.3%
3
4
Pension Plans
1.5%
2
5
Charitable
1.5%
2
Categories with <5 clients
Charitable Organizations<5 clients
Corporations or other businesses not listed above<5 clients
Pension and profit sharing plans<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$259Mas of March 30, 2026
Discretionary100.0%
$259M
100% of total RAUM100.0%
Non-discretionary0.0%
$118K
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$259M
Total Accounts283
10Y AUM Change+$133M (+105.1%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees9
Clients per Employee14:1
10Y Employee Change+1 (+12.5%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.