BALLSTON SPA, NYCRD 118945Latest ADV January 27, 2026
Canty Financial Management, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Ballston Spa, NY. Its latest Form ADV filing, dated January 27, 2026, reports $254M in regulatory assets under management, 5 employees, and 447 accounts.
Portfolio management for individuals and small businesses
Fee models offered
2 types reported
Asset based fees
Hourly charges
Sources checked May 14, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 52.2% of total clients.
Top client categories% of clientsClients
1
Individuals
52.2%
248
2
HNWI
41.1%
195
3
Pension Plans
6.3%
30
4
Charitable
0.4%
2
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$254Mas of January 27, 2026
Discretionary94.1%
$239M
94% of total RAUM94.1%
Non-discretionary5.9%
$15M
6% of total RAUM5.9%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$254M
Total Accounts447
10Y AUM Change+$178M (+236.3%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees5
Clients per Employee95:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.