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Firm profile

Quality Financial Concepts

MARYVILLE, TNCRD 118886Registration Status: ApprovedEffective since May 21, 2026Latest ADV June 2, 2026

Quality Financial Concepts is an SEC registered investment adviser organized as a limited liability company with a primary office location in Maryville, TN. Its latest Form ADV filing, dated June 2, 2026, reports $129M in regulatory assets under management, 4 employees, and 595 accounts.

Assets Under Management
$129M
Employees
4
Offices
--
Total Clients
211
Primary office
MARYVILLE, TN
115 WEST BROADWAY AVENUE, MARYVILLE, TN, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOJames D. Horn

Advisory services offered

6 types reported
Educational seminars/workshops
Financial Planning Services
Pension consulting services

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked Aug 22, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 84.8% of total clients.
Top client categories% of clientsClients
1
Individuals
84.8%
179
2
HNWI
12.8%
27
3
Corporations
0.9%
2
4
ADVISER AND OWNER
0.9%
2
5
Pension Plans
0.5%
1
Categories with <5 clients
Corporations or other businesses not listed above<5 clients
Pension and profit sharing plans<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$129Mas of June 2, 2026
Discretionary99.9%
$129M
100% of total RAUM99.9%
Non-discretionary0.1%
$67K
0% of total RAUM0.1%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$129M
Total Accounts595
10Y AUM Change—

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees4
Clients per Employee53:1
10Y Employee Change—

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.