GREENSBORO, NCCRD 118823Latest ADV February 11, 2026
Carolina Financial Advisors, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Greensboro, NC. Its latest Form ADV filing, dated February 11, 2026, reports $241M in regulatory assets under management, 7 employees, and 1,226 accounts.
Assets Under Management
$241M
Employees
7
Offices
--
Total Clients
474
Primary office
GREENSBORO, NC
100 EAST LAKE DR., SUITE 100, GREENSBORO, NC, United States
Top client segmentIndividuals represent 90.1% of total clients.
Top client categories% of clientsClients
1
Individuals
90.1%
427
2
HNWI
9.7%
46
3
Corporations
0.2%
1
Categories with <5 clients
Corporations or other businesses not listed above<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$241Mas of February 11, 2026
Discretionary92.8%
$223M
93% of total RAUM92.8%
Non-discretionary7.2%
$17M
7% of total RAUM7.2%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$241M
Total Accounts1,226
10Y AUM Change+$82M (+51.4%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees7
Clients per Employee68:1
10Y Employee Change+2 (+40.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.