Financial Concepts Unlimited, Inc. is an SEC registered investment adviser organized as a corporation. Its latest Form ADV filing, dated March 29, 2026, reports $231M in regulatory assets under management, 3 employees, and 664 accounts.
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 14, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 62.1% of total clients.
Top client categories% of clientsClients
1
Individuals
62.1%
123
2
HNWI
34.3%
68
3
Corporations
3.0%
6
4
Pension Plans
0.5%
1
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$231Mas of March 29, 2026
Discretionary100.0%
$231M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$231M
Total Accounts664
10Y AUM Change+$138M (+149.1%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees3
Clients per Employee66:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.