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Firm profile

Mccarthy Asset Management, Inc..

REDWOOD SHORES, CACRD 118285Latest ADV March 11, 2026

Mccarthy Asset Management, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Redwood Shores, CA. Its latest Form ADV filing, dated March 11, 2026, reports $422M in regulatory assets under management, 4 employees, and 832 accounts.

Assets Under Management
$422M
Employees
4
Offices
--
Total Clients
218
Primary office
REDWOOD SHORES, CA
3 LAGOON DRIVE, SUITE 155, REDWOOD SHORES, CA, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOStephen P. Mccarthy

Advisory services offered

2 types reported
Financial Planning Services
Portfolio management for individuals and small businesses

Fee models offered

2 types reported
Asset based fees
Hourly charges
Sources checked May 14, 2026

Client Coverage Demographics

Top client segmentHNWI represent 77.5% of total clients.
Top client categories% of clientsClients
1
HNWI
77.5%
169
2
Individuals
22.5%
49

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$422Mas of March 11, 2026
Discretionary100.0%
$422M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$422M
Total Accounts832
10Y AUM Change+$197M (+87.4%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees4
Clients per Employee55:1
10Y Employee Change-1 (-20.0%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.