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Firm profile

West Financial Strategies, Inc..

SANFORD, NCCRD 118241Registration Status: ApprovedEffective since June 8, 2026Latest ADV May 8, 2026

West Financial Strategies, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Sanford, NC. Its latest Form ADV filing, dated May 8, 2026, reports $121M in regulatory assets under management, 3 employees, and 318 accounts.

Assets Under Management
$121M
Employees
3
Offices
--
Total Clients
140
Primary office
SANFORD, NC
301 COURT SQUARE, SANFORD, NC, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOMilton L. West

Advisory services offered

1 types reported
Portfolio management for individuals and small businesses

Fee models offered

1 types reported
Asset based fees
Sources checked Aug 22, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 65.0% of total clients.
Top client categories% of clientsClients
1
Individuals
65.0%
91
2
HNWI
32.9%
46
3
Irrevocable Trusts/Estates
1.4%
2
4
Charitable
0.7%
1
Categories with <5 clients
Charitable Organizations<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$121Mas of May 8, 2026
Discretionary100.0%
$121M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$121M
Total Accounts318
10Y AUM Change—

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees3
Clients per Employee47:1
10Y Employee Change—

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.