Uwharrie Investment Advisors, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Albemarle, NC. Its latest Form ADV filing, dated March 30, 2026, reports $338M in regulatory assets under management, 14 employees, 4 offices, and 877 accounts.
Assets Under Management
$338M
Employees
14
Offices
4 offices
Total Clients
875
Primary office
ALBEMARLE, NC
132 NORTH FIRST STREET, ALBEMARLE, NC, United States
Top client segmentIndividuals represent 69.6% of total clients.
Top client categories% of clientsClients
1
Individuals
69.6%
609
2
HNWI
26.1%
228
3
Charitable
3.1%
27
4
Corporations
1.3%
11
Categories with <5 clients
Pension and profit sharing plans<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$338Mas of March 30, 2026
Discretionary100.0%
$338M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$338M
Total Accounts877
10Y AUM Change+$218M (+182.5%)
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees14
Clients per Employee63:1
10Y Employee Change0 (0.0%)
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Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.