Firm profile

EAN EQUITY FINANCIAL SERVICES LLC

CRD 117064Latest ADV March 25, 2026

Ean Equity Financial Services LLC is an SEC registered investment adviser organized as a limited liability company. Its latest Form ADV filing, dated March 25, 2026, reports $145M in regulatory assets under management, 1 employee, and 154 accounts.

Assets Under Management
$145M
Employees
1
Offices
--
Total Clients
64
Primary office
ADV Item 1F location record

Contact and digital presence

ADV profile links
Phone(410) 340-4973
WebsiteNot reported
LinkedInNot reported

Leadership

3 roles identified
CEOEric A. Norberg
CCOEric A. Norberg
CFOEric A. Norberg

Advisory services offered

2 types reported
Financial Planning Services
Portfolio management for individuals and small businesses

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 14, 2026

Client Coverage Demographics

Top client segmentHNWI represent 59.4% of total clients.
Top client categories% of clientsClients
1
HNWI
59.4%
38
2
Individuals
40.6%
26

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$145Mas of March 25, 2026
Discretionary53.4%
$77M
53% of total RAUM53.4%
Non-discretionary46.6%
$67M
47% of total RAUM46.6%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$145M
Total Accounts154
10Y AUM Change+$32M (+28.6%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees1
Clients per Employee64:1
10Y Employee Change0 (0.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.