NEW YORK CITY, NYCRD 116850Latest ADV April 2, 2026
Valueworks, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in New York City, NY. Its latest Form ADV filing, dated April 2, 2026, reports $577M in regulatory assets under management, 6 employees, 1 office, and 85 accounts.
Assets Under Management
$577M
Employees
6
Offices
1 office
Total Clients
85
Primary office
NEW YORK CITY, NY
ONE WORLD TRADE, SUITE 84G, NEW YORK CITY, NY, United States
Portfolio management for individuals and small businesses
Portfolio management for pooled investment vehicles
Fee models offered
2 types reported
Asset based fees
Performance-based fees
Sources checked May 15, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 51.8% of total clients.
Top client categories% of clientsClients
1
Individuals
51.8%
44
2
HNWI
38.8%
33
3
Charitable
3.5%
3
4
Corporations
3.5%
3
5
Pooled Investment Vehicles
2.4%
2
Categories with <5 clients
Charitable Organizations<5 clients
Corporations or other businesses not listed above<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$577Mas of April 2, 2026
Discretionary100.0%
$577M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$577M
Total Accounts85
10Y AUM Change+$403M (+230.7%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees6
Clients per Employee14:1
10Y Employee Change-1 (-14.3%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.