Heffernan Advisory, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Flagstaff, AZ. Its latest Form ADV filing, dated March 18, 2026, reports $410M in regulatory assets under management, 12 employees, 6 offices, and 679 accounts.
Assets Under Management
$410M
Employees
12
Offices
6 offices
Total Clients
357
Primary office
FLAGSTAFF, AZ
809 W. RIORDAN ROAD, SUITE 104, FLAGSTAFF, AZ, United States
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Fixed fees
Other fee arrangements
Sources checked May 14, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 51.0% of total clients.
Top client categories% of clientsClients
1
Individuals
51.0%
182
2
HNWI
46.2%
165
3
Pension Plans
1.4%
5
4
Corporations
1.4%
5
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$410Mas of March 18, 2026
Discretionary100.0%
$410M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$410M
Total Accounts679
10Y AUM Change+$284M (+225.2%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees12
Clients per Employee30:1
10Y Employee Change+4 (+50.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.