Bw & Associates, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Orange, CA. Its latest Form ADV filing, dated January 20, 2026, reports $693M in regulatory assets under management, 5 employees, and 1,229 accounts.
Assets Under Management
$693M
Employees
5
Offices
--
Total Clients
529
Primary office
ORANGE, CA
3111 N. TUSTIN STREET, SUITE 215, ORANGE, CA, United States
Portfolio management for individuals and small businesses
Fee models offered
1 types reported
Asset based fees
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 70.5% of total clients.
Top client categories% of clientsClients
1
Individuals
70.5%
373
2
HNWI
29.5%
156
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$693Mas of January 20, 2026
Discretionary0.0%
$0
0% of total RAUM0.0%
Non-discretionary100.0%
$693M
100% of total RAUM100.0%
All regulatory assets under management are non-discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$693M
Total Accounts1,229
10Y AUM Change+$525M (+312.3%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees5
Clients per Employee106:1
10Y Employee Change+1 (+25.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.