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Firm profile

Bw & Associates, Inc..

ORANGE, CACRD 116471Latest ADV January 20, 2026

Bw & Associates, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Orange, CA. Its latest Form ADV filing, dated January 20, 2026, reports $693M in regulatory assets under management, 5 employees, and 1,229 accounts.

Assets Under Management
$693M
Employees
5
Offices
--
Total Clients
529
Primary office
ORANGE, CA
3111 N. TUSTIN STREET, SUITE 215, ORANGE, CA, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

4 roles identified
CEOBonnie S. Wusz
CEOTimothy N. Wusz
CCOMatthew D. Rothchild

Advisory services offered

2 types reported
Financial Planning Services
Portfolio management for individuals and small businesses

Fee models offered

1 types reported
Asset based fees
Sources checked May 13, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 70.5% of total clients.
Top client categories% of clientsClients
1
Individuals
70.5%
373
2
HNWI
29.5%
156

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$693Mas of January 20, 2026
Discretionary0.0%
$0
0% of total RAUM0.0%
Non-discretionary100.0%
$693M
100% of total RAUM100.0%
All regulatory assets under management are non-discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$693M
Total Accounts1,229
10Y AUM Change+$525M (+312.3%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees5
Clients per Employee106:1
10Y Employee Change+1 (+25.0%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.