Firm profile

CEF ADVISORS

CRD 115562Latest ADV April 29, 2026

Cef Advisors is an SEC registered investment adviser organized as a corporation. Its latest Form ADV filing, dated April 29, 2026, reports $186M in regulatory assets under management, 6 employees, 4 offices, and 180 accounts.

Assets Under Management
$186M
Employees
6
Offices
4 offices
Total Clients
94
Primary office
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

2 roles identified
CCOJohn C. Scott
CIOJohn C. Scott

Advisory services offered

5 types reported
Other advisory services
Portfolio management for individuals and small businesses
Portfolio management for investment companies

Fee models offered

4 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 14, 2026

Client Coverage Demographics

Top client segmentHNWI represent 53.2% of total clients.
Top client categories% of clientsClients
1
HNWI
53.2%
50
2
Individuals
45.7%
43
3
Investment Cos.
1.1%
1

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$186Mas of April 29, 2026
Discretionary60.4%
$112M
60% of total RAUM60.4%
Non-discretionary39.6%
$74M
40% of total RAUM39.6%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$186M
Total Accounts180
10Y AUM Change+$82M (+78.2%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees6
Clients per Employee16:1
10Y Employee Change+1 (+20.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.