Financial Counseling Associates, Inc is an SEC registered investment adviser organized as a corporation. Its latest Form ADV filing, dated February 4, 2026, reports $104M in regulatory assets under management, 2 employees, 3 offices, and 126 accounts.
Portfolio management for individuals and small businesses
Fee models offered
1 types reported
Asset based fees
Sources checked May 14, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 81.7% of total clients.
Top client categories% of clientsClients
1
Individuals
81.7%
103
2
HNWI
17.5%
22
3
Pension Plans
0.8%
1
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$104Mas of February 4, 2026
Discretionary93.6%
$97M
94% of total RAUM93.6%
Non-discretionary6.4%
$7M
6% of total RAUM6.4%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$104M
Total Accounts126
10Y AUM Change$-43M (-29.6%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees2
Clients per Employee63:1
10Y Employee Change-1 (-33.3%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.