Swan Global Investments, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Durango, CO. Its latest Form ADV filing, dated March 13, 2026, reports $2.4B in regulatory assets under management, 17 employees, and 1,231 accounts.
Assets Under Management
$2.4B
Employees
17
Offices
--
Total Clients
1,231
Primary office
DURANGO, CO
1099 MAIN AVE, SUITE 206, DURANGO, CO, United States
Portfolio management for individuals and small businesses
Portfolio management for investment companies
Fee models offered
1 types reported
Asset based fees
Sources checked May 15, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 96.1% of total clients.
Top client categories% of clientsClients
1
Individuals
96.1%
1,183
2
HNWI
2.5%
31
3
Investment Cos.
1.4%
17
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$2.4Bas of March 13, 2026
Discretionary100.0%
$2.4B
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$2.4B
Total Accounts1,231
10Y AUM Change$-1.2B (-34.0%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees17
Clients per Employee72:1
10Y Employee Change-24 (-58.5%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.