LEE'S SUMMIT, MOCRD 113917Latest ADV April 16, 2026
Capital Investment Management, Inc is an SEC registered investment adviser organized as a corporation with a primary office location in Lee'S Summit, MO. Its latest Form ADV filing, dated April 16, 2026, reports $559M in regulatory assets under management, 10 employees, and 1,072 accounts.
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Fixed fees
Other fee arrangements
Sources checked May 14, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 86.9% of total clients.
Top client categories% of clientsClients
1
Individuals
86.9%
932
2
HNWI
13.1%
140
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$559Mas of April 16, 2026
Discretionary100.0%
$559M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$559M
Total Accounts1,072
10Y AUM Change+$319M (+132.8%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees10
Clients per Employee107:1
10Y Employee Change+4 (+66.7%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.