SOUTH PORTLAND, MECRD 113826Latest ADV March 26, 2026
Richard Brothers, Financial Advisors is an SEC registered investment adviser organized as a corporation with a primary office location in South Portland, ME. Its latest Form ADV filing, dated March 26, 2026, reports $181M in regulatory assets under management, 10 employees, and 433 accounts.
Assets Under Management
$181M
Employees
10
Offices
--
Total Clients
173
Primary office
SOUTH PORTLAND, ME
50 DONALD B. DEAN DRIVE, SUITE ONE, SOUTH PORTLAND, ME, United States
Top client segmentIndividuals represent 68.8% of total clients.
Top client categories% of clientsClients
1
Individuals
68.8%
119
2
HNWI
31.2%
54
Categories with <5 clients
Charitable Organizations<5 clients
Corporations or other businesses not listed above<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$181Mas of March 26, 2026
Discretionary96.6%
$175M
97% of total RAUM96.6%
Non-discretionary3.4%
$6M
3% of total RAUM3.4%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$181M
Total Accounts433
10Y AUM Change+$111M (+160.5%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees10
Clients per Employee17:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.