Tribeca Financial, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Mesa, AZ. Its latest Form ADV filing, dated March 17, 2026, reports $248M in regulatory assets under management, 6 employees, 2 offices, and 574 accounts.
Top client segmentIndividuals represent 64.5% of total clients.
Top client categories% of clientsClients
1
Individuals
64.5%
160
2
HNWI
23.8%
59
3
Pension Plans
5.6%
14
4
Corporations
4.0%
10
5
Other Advisers
1.6%
4
Categories with <5 clients
Charitable Organizations<5 clients
Other investment advisers<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$248Mas of March 17, 2026
Discretionary72.6%
$180M
73% of total RAUM72.6%
Non-discretionary27.4%
$68M
27% of total RAUM27.4%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$248M
Total Accounts574
10Y AUM Change+$121M (+95.0%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees6
Clients per Employee41:1
10Y Employee Change-2 (-25.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.