Firm profile

Heritage Investment Group, Inc..

POMPANO BEACH, FLCRD 113204Registration Status: ApprovedEffective since July 16, 2001SEC # 801-60396Latest ADV July 27, 2026

Heritage Investment Group, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Pompano Beach, FL. Its latest Form ADV filing, dated July 27, 2026, reports $2.2B in regulatory assets under management, 21 employees, 4 offices, and 2,239 accounts.

Assets Under Management
$2.2B
Employees
21
Offices
4 offices
Total Clients
906

Associated firm names

1 name listed
  • HERITAGE INVESTMENT GROUP, INC.

Leadership

2 roles identified
CCOSamuel H. Taylor
CIOTimothy G. Slattery

Advisory services offered

5 types reported
Financial Planning Services
Other advisory services
Portfolio management for businesses

Fee models offered

1 types reported
Asset based fees

Offices & Contact

Primary office

POMPANO BEACH, Florida, United States

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Primary office regionOther reported regions

Shading shows states and countries with reported offices. Cities are listed below; shading does not indicate service coverage.

Florida

POMPANO BEACHPrimary office · ORLANDO · TAMPA

4 office records listed · 4 total offices reported. Counts can use different reporting dates. SEC filers may list only their largest 25 additional offices.

Contact and digital presence

ADV profile links

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$2.2Bas of July 27, 2026
Discretionary100.0%
$2.2B
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Client Coverage Demographics

Top client segmentIndividuals represent 49.7% of total clients.
Top client categories% of clientsClients
1
Individuals
49.7%
450
2
HNWI
49.0%
444
3
Charitable
0.9%
8
4
Pension Plans
0.4%
4
Categories with <5 clients
Pension and profit sharing plans<5 clients

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$2.2B
Total Accounts2,239
10Y AUM Change+$1.2B (+125.9%)

Private Funds

Private funds reported by Heritage Investment Group, Inc..

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Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees21
Clients per Employee43:1
10Y Employee Change+2 (+10.5%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.


Ownership

Reported direct and indirect ownership ranges

Each range applies to a separate reported relationship and should not be added together.

Reported ownership ranges

Highlighted bands show the percentage range reported in Form ADV.

0%25%50%75%100%
LAURA G. MACLEANDirect owner · Schedule AInterest in HERITAGE INVESTMENT GROUP, INC.
75%+
FREDERICK R. MACLEAN, JR. REV. TRUST DATED 05/31/00Direct owner · Schedule AInterest in HERITAGE INVESTMENT GROUP, INC.
50% to < 75%
TIMOTHY GLENN SLATTERY REV. TRUST DATED 10/23/03Direct owner · Schedule AInterest in HERITAGE INVESTMENT GROUP, INC.
10% to < 25%
MACLEAN FAMILY TRUST F/B/O FREDERICK R. MACLEAN III DATED 09/30/04Direct owner · Schedule AInterest in HERITAGE INVESTMENT GROUP, INC.
5% to < 10%
THE TAYLOR FAMILY REV. TRUST DATED 05/17/11Direct owner · Schedule AInterest in HERITAGE INVESTMENT GROUP, INC.
5% to < 10%
MACLEAN FAMILY TRUST F/B/O MADELINE R. MACLEAN DATED 09/30/04Direct owner · Schedule AInterest in HERITAGE INVESTMENT GROUP, INC.
5% to < 10%
ROBERT IAN MCCARVER AND TRACY M. MCCARVER - TENANTS BY THE ENTIRETYDirect owner · Schedule AInterest in HERITAGE INVESTMENT GROUP, INC.
5% to < 10%
LAURA MACLEAN IRREVOCABLE TRUSTDirect owner · Schedule AInterest in HERITAGE INVESTMENT GROUP, INC.
5% to < 10%
JR. FREDERICK RICHARDS MACLEANDirect owner · Schedule AInterest in HERITAGE INVESTMENT GROUP, INC.
< 5%
SAMUEL HARDY TAYLORDirect owner · Schedule AInterest in HERITAGE INVESTMENT GROUP, INC.
< 5%
LAURA G. MACLEANDirect owner · Schedule AInterest in HERITAGE INVESTMENT GROUP, INC.
< 5%
TIMOTHY GLENN SLATTERYDirect owner · Schedule AInterest in HERITAGE INVESTMENT GROUP, INC.
< 5%
HEIDE R. TAYLORDirect owner · Schedule AInterest in HERITAGE INVESTMENT GROUP, INC.
< 5%
TEAS REVOCABLE TENANCY BY THE ENTIRETY TRUST DATED 9/27/11Direct owner · Schedule AInterest in HERITAGE INVESTMENT GROUP, INC.
< 5%
DAVID KENNETH TEASDirect owner · Schedule AInterest in HERITAGE INVESTMENT GROUP, INC.
< 5%
COURTNEY ELIZABETH TEASDirect owner · Schedule AInterest in HERITAGE INVESTMENT GROUP, INC.
< 5%

Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Heritage Investment Group, Inc...

No indirect ownership information reported in the source’s Schedule B.

Reported ownership and control details

Form ADV · Filing date 2026-07-27 · Schedules A and B

18 entries
#Owner / person & roleInterest in entityReported interestControl personTitle / status acquiredSource
1JR. FREDERICK RICHARDS MACLEANPRESIDENT/CO-TRUSTEE OF FREDERICK R. MACLEAN, JR. REV. TRUSTIndividualHERITAGE INVESTMENT GROUP, INC.Less than 5%Code NAYesPRESIDENT/CO-TRUSTEE OF FREDERICK R. MACLEAN, JR. REV. TRUST01/2005Schedule APDF page 27
2SAMUEL HARDY TAYLORVICE PRESIDENT/CCO/ CO-TRUSTEE OF THE TAYLOR FAMILY REV. TRUSTIndividualHERITAGE INVESTMENT GROUP, INC.Less than 5%Code NAYesVICE PRESIDENT/CCO/ CO-TRUSTEE OF THE TAYLOR FAMILY REV. TRUST02/1997Schedule APDF page 27
3ROBERT IAN MCCARVERSECRETARY/TREASURERIndividualHERITAGE INVESTMENT GROUP, INC.Less than 5%Code NAYesSECRETARY/TREASURER02/1997Schedule APDF page 27
4LAURA G. MACLEANCO-TRUSTEE OF FREDERICK R. MACLEAN, JR. REV. TRUST/TRUSTEE OF MACLEAN FAMILY TRUSTIndividualHERITAGE INVESTMENT GROUP, INC.Less than 5%Code NAYesCO-TRUSTEE OF FREDERICK R. MACLEAN, JR. REV. TRUST/TRUSTEE OF MACLEAN FAMILY TRUST01/2005Schedule APDF page 27
5MACLEAN FAMILY TRUST F/B/O FREDERICK R. MACLEAN III DATED 09/30/04OWNERDomestic entityHERITAGE INVESTMENT GROUP, INC.5% to less than 10%Code AYesOWNER01/2005Schedule APDF page 27
6FREDERICK R. MACLEAN, JR. REV. TRUST DATED 05/31/00OWNERDomestic entityHERITAGE INVESTMENT GROUP, INC.50% to less than 75%Code DYesOWNER01/2005Schedule APDF page 27
7TIMOTHY GLENN SLATTERY REV. TRUST DATED 10/23/03OWNERDomestic entityHERITAGE INVESTMENT GROUP, INC.10% to less than 25%Code BYesOWNER01/2007Schedule APDF page 27
8TIMOTHY GLENN SLATTERYCHIEF INVESTMENT OFFICER/TRUSTEE OF TIMOTHY GLENN SLATTERY REV. TRUSTIndividualHERITAGE INVESTMENT GROUP, INC.Less than 5%Code NAYesCHIEF INVESTMENT OFFICER/TRUSTEE OF TIMOTHY GLENN SLATTERY REV. TRUST01/2007Schedule APDF page 27
9THE TAYLOR FAMILY REV. TRUST DATED 05/17/11OWNERDomestic entityHERITAGE INVESTMENT GROUP, INC.5% to less than 10%Code ANoOWNER01/2014Schedule APDF page 27
10HEIDE R. TAYLORCO-TRUSTEE OF THE TAYLOR FAMILY REV. TRUSTIndividualHERITAGE INVESTMENT GROUP, INC.Less than 5%Code NANoCO-TRUSTEE OF THE TAYLOR FAMILY REV. TRUST01/2014Schedule APDF page 27
11TRACY M. MCCARVERHEAD OF TRADINGIndividualHERITAGE INVESTMENT GROUP, INC.Less than 5%Code NAYesHEAD OF TRADING01/2014Schedule APDF page 27
12MACLEAN FAMILY TRUST F/B/O MADELINE R. MACLEAN DATED 09/30/04OWNERDomestic entityHERITAGE INVESTMENT GROUP, INC.5% to less than 10%Code AYesOWNER01/2005Schedule APDF page 27
13ROBERT IAN MCCARVER AND TRACY M. MCCARVER - TENANTS BY THE ENTIRETYOWNERDomestic entityHERITAGE INVESTMENT GROUP, INC.5% to less than 10%Code AYesOWNER03/2017Schedule APDF page 27
14TEAS REVOCABLE TENANCY BY THE ENTIRETY TRUST DATED 9/27/11OWNERDomestic entityHERITAGE INVESTMENT GROUP, INC.Less than 5%Code NANoOWNER08/2018Schedule APDF page 27
15DAVID KENNETH TEASCO-TRUSTEE OF THE TEAS REVOCABLE TENANCY BY THE ENTIRETY TRUSTIndividualHERITAGE INVESTMENT GROUP, INC.Less than 5%Code NANoCO-TRUSTEE OF THE TEAS REVOCABLE TENANCY BY THE ENTIRETY TRUST09/2011Schedule APDF page 27
16COURTNEY ELIZABETH TEASCO-TRUSTEE OF THE TEAS REVOCABLETENANCY BY THE ENTIRETY TRUSTIndividualHERITAGE INVESTMENT GROUP, INC.Less than 5%Code NANoCO-TRUSTEE OF THE TEAS REVOCABLETENANCY BY THE ENTIRETY TRUST09/2011Schedule APDF page 27
17LAURA MACLEAN IRREVOCABLE TRUSTOWNERDomestic entityHERITAGE INVESTMENT GROUP, INC.5% to less than 10%Code ANoOWNER03/2026Schedule APDF page 27
18LAURA G. MACLEANTRUSTEE OF LAURA MACLEAN IRREVOCABLE TRUSTIndividualHERITAGE INVESTMENT GROUP, INC.75% or moreCode EYesTRUSTEE OF LAURA MACLEAN IRREVOCABLE TRUST03/2026Schedule APDF page 27

Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.

Compliance & Disclosures

Filing dated 7/27/2026 1:36:21 PM

Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.

RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No

In the past ten years, have you or any advisory affiliate:

  • A1Been convicted of or pleaded guilty or no contest to a felony?No
  • A2Been charged with a felony?No
BMisdemeanors2 No

In the past ten years, have you or any advisory affiliate:

  • B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
  • B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No

Has the SEC or CFTC ever:

  • C1Found you or an advisory affiliate made a false statement or omission?No
  • C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
  • C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No

Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:

  • D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
  • D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
  • D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No

Has a self-regulatory organization or commodities exchange ever:

  • E1Found you or an advisory affiliate made a false statement or omission?No
  • E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
  • E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
  • FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
  • GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No

(1) Court actions

Has a domestic or foreign court:

  • H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
  • H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
  • H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No

(2) Pending civil proceedings

  • H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.