Firm profile

RICHARD G. SLATER

CRD 112239Latest ADV January 23, 2026

Richard G. Slater is an SEC registered investment adviser organized as a sole proprietorship.

Assets Under Management
$114M
Employees
1
Offices
--
Total Clients
48
Primary office
ADV Item 1F location record

Contact and digital presence

ADV profile links
Phone(916) 835-4758
WebsiteNot reported
LinkedInNot reported

Leadership

1 roles identified
CCORichard G. Slater

Advisory services offered

2 types reported
Financial Planning Services
Portfolio management for individuals and small businesses

Fee models offered

3 types reported
Asset based fees
Fixed fees
Performance-based fees
Sources checked May 13, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 64.6% of total clients.
Top client categories% of clientsClients
1
Individuals
64.6%
31
2
HNWI
35.4%
17

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$114Mas of January 23, 2026
Discretionary0.0%
$0
0% of total RAUM0.0%
Non-discretionary100.0%
$114M
100% of total RAUM100.0%
All regulatory assets under management are non-discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$114M
Total Accounts210
10Y AUM Change$-89M (-43.8%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees1
Clients per Employee48:1
10Y Employee Change0 (0.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.