Firm profile

NEUMANN CAPITAL MANAGEMENT

FOSTER CITY, CACRD 112182Latest ADV March 11, 2026

Neumann Capital Management is an SEC registered investment adviser organized as a limited liability company with a primary office location in Foster City, CA. Its latest Form ADV filing, dated March 11, 2026, reports $630M in regulatory assets under management, 4 employees, 4 offices, and 609 accounts.

Assets Under Management
$630M
Employees
4
Offices
4 offices
Total Clients
191
Primary office
FOSTER CITY, CA
303 VINTAGE PARK DRIVE, SUITE 100, FOSTER CITY, CA, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOCaroline A. C. Gorham

Advisory services offered

2 types reported
Financial Planning Services
Portfolio management for individuals and small businesses

Fee models offered

1 types reported
Asset based fees
Sources checked May 13, 2026

Client Coverage Demographics

Top client segmentHNWI represent 67.0% of total clients.
Top client categories% of clientsClients
1
HNWI
67.0%
128
2
Individuals
33.0%
63
Categories with <5 clients
Charitable Organizations<5 clients
Corporations or other businesses not listed above<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$630Mas of March 11, 2026
Discretionary100.0%
$630M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$630M
Total Accounts609
10Y AUM Change+$305M (+93.7%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees4
Clients per Employee48:1
10Y Employee Change0 (0.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.