RANCHO MIRAGE, CACRD 112129Latest ADV March 31, 2026
The Kocen Financial Group, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Rancho Mirage, CA. Its latest Form ADV filing, dated March 31, 2026, reports $186M in regulatory assets under management, 5 employees, and 773 accounts.
Assets Under Management
$186M
Employees
5
Offices
--
Total Clients
222
Primary office
RANCHO MIRAGE, CA
35900 BOB HOPE DR., SUITE 202, RANCHO MIRAGE, CA, United States
Portfolio management for individuals and small businesses
Selection of other advisers
Fee models offered
2 types reported
Asset based fees
Fixed fees
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 58.1% of total clients.
Top client categories% of clientsClients
1
Individuals
58.1%
129
2
HNWI
37.8%
84
3
Pension Plans
4.1%
9
Categories with <5 clients
Corporations or other businesses not listed above<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$186Mas of March 31, 2026
Discretionary100.0%
$186M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$186M
Total Accounts773
10Y AUM Change+$38M (+25.4%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees5
Clients per Employee44:1
10Y Employee Change-3 (-37.5%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.