Capital Gains Incorporated is an SEC registered investment adviser organized as a corporation with a primary office location in Niles, IL. Its latest Form ADV filing, dated January 28, 2026, reports $167M in regulatory assets under management, 3 employees, and 9 accounts.
Assets Under Management
$167M
Employees
3
Offices
--
Total Clients
9
Primary office
NILES, IL
8060 W. OAKTON STREET, SUITE 102, NILES, IL, United States
Top client segmentGovernment represent 77.8% of total clients.
Top client categories% of clientsClients
1
Government
77.8%
7
2
Pension Plans
22.2%
2
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$167Mas of January 28, 2026
Discretionary100.0%
$167M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$167M
Total Accounts9
10Y AUM Change+$23M (+15.7%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees3
Clients per Employee3:1
10Y Employee Change+1 (+50.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.