Firm profile

HECKMAN FINANCIAL & INSURANCE SERVICES, INC.

SAN JOSE, CACRD 111549Latest ADV March 30, 2026

Heckman Financial & Insurance Services, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in San Jose, CA. Its latest Form ADV filing, dated March 30, 2026, reports $116M in regulatory assets under management, 4 employees, 2 offices, and 565 accounts.

Assets Under Management
$116M
Employees
4
Offices
2 offices
Total Clients
305
Primary office
SAN JOSE, CA
333 W SANTA CLARA ST, SUITE 604, SAN JOSE, CA, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links
Phone(408) 297-9800
WebsiteNot reported
LinkedInNot reported

Leadership

1 roles identified
CCOEric R. Heckman

Advisory services offered

5 types reported
Educational seminars/workshops
Financial Planning Services
Pension consulting services

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 13, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 71.5% of total clients.
Top client categories% of clientsClients
1
Individuals
71.5%
218
2
HNWI
21.3%
65
3
Pension Plans
4.9%
15
4
Corporations
2.0%
6
5
Charitable
0.3%
1

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$116Mas of March 30, 2026
Discretionary100.0%
$116M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$116M
Total Accounts565
10Y AUM Change+$2M (+1.8%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees4
Clients per Employee76:1
10Y Employee Change0 (0.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.