Firm profile

PARADIGM ASSET MANAGEMENT

WHITE PLAINS, NYCRD 111479Latest ADV March 30, 2026

Paradigm Asset Management is an SEC registered investment adviser organized as a limited liability company with a primary office location in White Plains, NY. Its latest Form ADV filing, dated March 30, 2026, reports $442M in regulatory assets under management, 5 employees, 1 office, and 10 accounts.

Assets Under Management
$442M
Employees
5
Offices
1 office
Total Clients
7
Primary office
WHITE PLAINS, NY
445 HAMILTON AVENUE, FLOOR 11, WHITE PLAINS, NY, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

3 roles identified
CEOJames E. Francis
CCOGregory Pai
CIOJames E. Francis

Advisory services offered

1 types reported
Portfolio management for businesses

Fee models offered

2 types reported
Asset based fees
Fixed fees
Sources checked May 17, 2026

Client Coverage Demographics

Top client segmentGovernment represent 100.0% of total clients.
Top client categories% of clientsClients
1
Government
100.0%
7
Categories with <5 clients
Corporations or other businesses not listed above<5 clients
Pension and profit sharing plans<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$442Mas of March 30, 2026
Discretionary100.0%
$442M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$442M
Total Accounts10
10Y AUM Change$-87M (-16.4%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees5
Clients per Employee1:1
10Y Employee Change0 (0.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.