SAN CLEMENTE, CACRD 111453Latest ADV March 17, 2026
Stephenson and Company, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in San Clemente, CA. Its latest Form ADV filing, dated March 17, 2026, reports $447M in regulatory assets under management, 5 employees, 1 office, and 656 accounts.
Assets Under Management
$447M
Employees
5
Offices
1 office
Total Clients
265
Primary office
SAN CLEMENTE, CA
241 AVENIDA DEL MAR, SAN CLEMENTE, CA, United States
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 50.2% of total clients.
Top client categories% of clientsClients
1
Individuals
50.2%
133
2
HNWI
49.8%
132
Categories with <5 clients
Charitable Organizations<5 clients
Pension and profit sharing plans<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$447Mas of March 17, 2026
Discretionary79.1%
$353M
79% of total RAUM79.1%
Non-discretionary20.9%
$94M
21% of total RAUM20.9%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$447M
Total Accounts656
10Y AUM Change+$339M (+313.7%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees5
Clients per Employee53:1
10Y Employee Change+1 (+25.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.