Sumnicht & Associates, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Appleton, WI. Its latest Form ADV filing, dated March 27, 2026, reports $108M in regulatory assets under management, 3 employees, 2 offices, and 72 accounts.
Assets Under Management
$108M
Employees
3
Offices
2 offices
Total Clients
10
Primary office
APPLETON, WI
5485 W GRANDE MARKET DRIVE, SUITE D, APPLETON, WI, United States
Portfolio management for individuals and small businesses
Fee models offered
4 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentHNWI represent 100.0% of total clients.
Top client categories% of clientsClients
1
HNWI
100.0%
10
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$108Mas of March 27, 2026
Discretionary59.3%
$64M
59% of total RAUM59.3%
Non-discretionary40.7%
$44M
41% of total RAUM40.7%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$108M
Total Accounts72
10Y AUM Change$-192M (-64.0%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees3
Clients per Employee3:1
10Y Employee Change-3 (-50.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.