BRATTLEBORO, VTCRD 110928Latest ADV March 27, 2026
Prentiss Smith & Company, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Brattleboro, VT. Its latest Form ADV filing, dated March 27, 2026, reports $453M in regulatory assets under management, 8 employees, 1 office, and 622 accounts.
Assets Under Management
$453M
Employees
8
Offices
1 office
Total Clients
319
Primary office
BRATTLEBORO, VT
950 WESTERN AVENUE, BRATTLEBORO, VT, United States
Portfolio management for individuals and small businesses
Publication of periodicals or newsletters
Fee models offered
1 types reported
Asset based fees
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 90.9% of total clients.
Top client categories% of clientsClients
1
Individuals
90.9%
290
2
HNWI
3.1%
10
3
Charitable
3.1%
10
4
Corporations
2.8%
9
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$453Mas of March 27, 2026
Discretionary98.7%
$447M
99% of total RAUM98.7%
Non-discretionary1.3%
$6M
1% of total RAUM1.3%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$453M
Total Accounts622
10Y AUM Change+$57M (+14.3%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees8
Clients per Employee40:1
10Y Employee Change+1 (+14.3%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.