Firm profile

SMEDLEY FINANCIAL SERVICES INC

SALT LAKE CITY, UTCRD 110870Latest ADV August 8, 2025

Smedley Financial Services Inc is an SEC registered investment adviser organized as a corporation with a primary office location in Salt Lake City, UT. Its latest Form ADV filing, dated August 8, 2025, reports $342M in regulatory assets under management, 10 employees, and 1,952 accounts.

Assets Under Management
$342M
Employees
10
Offices
--
Total Clients
779
Primary office
SALT LAKE CITY, UT
102 S. 200 E., SUITE 100, SALT LAKE CITY, UT, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

2 roles identified
CEORoger M. Smedley
CCOJames R. Derrick

Advisory services offered

6 types reported
Financial Planning Services
Other advisory services
Portfolio management for businesses

Fee models offered

6 types reported
Asset based fees
Commissions
Fixed fees
Sources checked May 13, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 90.1% of total clients.
Top client categories% of clientsClients
1
Individuals
90.1%
702
2
HNWI
9.2%
72
3
Corporations
0.6%
5

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$342Mas of August 8, 2025
Discretionary100.0%
$342M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$342M
Total Accounts1,952
10Y AUM Change+$155M (+83.3%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees10
Clients per Employee78:1
10Y Employee Change+1 (+11.1%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.