Gragg Financial is an SEC registered investment adviser organized as a limited liability partnership with a primary office location in Shelby, NC. Its latest Form ADV filing, dated February 13, 2026, reports $215M in regulatory assets under management, 12 employees, and 475 accounts.
Assets Under Management
$215M
Employees
12
Offices
--
Total Clients
327
Primary office
SHELBY, NC
NINE EAST MARION STREET, SHELBY, NC, United States
Portfolio management for individuals and small businesses
Fee models offered
2 types reported
Asset based fees
Hourly charges
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 78.0% of total clients.
Top client categories% of clientsClients
1
Individuals
78.0%
255
2
HNWI
16.8%
55
3
Pension Plans
3.1%
10
4
Charitable
1.8%
6
5
Corporations
0.3%
1
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$215Mas of February 13, 2026
Discretionary100.0%
$215M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$215M
Total Accounts475
10Y AUM Change+$98M (+83.3%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees12
Clients per Employee27:1
10Y Employee Change+4 (+50.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.