Saratoga Research & Investment Management is an SEC registered investment adviser organized as a corporation with a primary office location in Saratoga, CA. Its latest Form ADV filing, dated April 6, 2026, reports $2.5B in regulatory assets under management, 21 employee, 4 offices, and 2,740 accounts.
Assets Under Management
$2.5B
Employees
21
Offices
4 offices
Total Clients
2,740
Primary office
SARATOGA, CA
14471 BIG BASIN WAY, SUITE E, SARATOGA, CA, United States
Portfolio management for individuals and small businesses
Fee models offered
1 types reported
Asset based fees
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 76.8% of total clients.
Top client categories% of clientsClients
1
Individuals
76.8%
2,103
2
HNWI
16.5%
451
3
Corporations
3.3%
90
4
Pension Plans
2.3%
64
5
Charitable
1.1%
31
Additional categories (<0.1%)
Investment Cos.<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$2.5Bas of April 6, 2026
Discretionary98.3%
$2.5B
98% of total RAUM98.3%
Non-discretionary1.7%
$43M
2% of total RAUM1.7%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$2.5B
Total Accounts2,740
10Y AUM Change+$626M (+33.2%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees21
Clients per Employee130:1
10Y Employee Change+8 (+61.5%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.