MISSION VIEJO, CACRD 110454Latest ADV December 19, 2025
Financial Management Network Inc is an SEC registered investment adviser organized as a corporation with a primary office location in Mission Viejo, CA. Its latest Form ADV filing, dated December 19, 2025, reports $2.1B in regulatory assets under management, 50 employees, 2 offices, and 4,474 accounts.
Top client segmentIndividuals represent 60.1% of total clients.
Top client categories% of clientsClients
1
Individuals
60.1%
919
2
HNWI
30.1%
460
3
Pension Plans
8.6%
131
4
Corporations
0.7%
11
5
Insurance Cos.
0.5%
7
Categories with <5 clients
Banking or thrift institutions<5 clients
Charitable Organizations<5 clients
Other categories<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$2.1Bas of December 19, 2025
Discretionary72.8%
$1.6B
73% of total RAUM72.8%
Non-discretionary27.2%
$584M
27% of total RAUM27.2%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$2.1B
Total Accounts4,474
10Y AUM Change+$1.5B (+211.5%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees50
Clients per Employee31:1
10Y Employee Change+29 (+138.1%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.