Firm profile

JAMES INVESTMENT RESEARCH INC

XENIA, OHCRD 110433Latest ADV December 18, 2025

James Investment Research Inc is an SEC registered investment adviser organized as a corporation with a primary office location in Xenia, OH. Its latest Form ADV filing, dated December 18, 2025, reports $1.2B in regulatory assets under management, 15 employees, and 692 accounts.

Assets Under Management
$1.2B
Employees
15
Offices
--
Total Clients
431
Primary office
XENIA, OH
1349 FAIRGROUND ROAD, XENIA, OH, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

3 roles identified
CEOCULPEPPER, RICHARD, BRIAN
CCOLesley D. Ott
COOLesley D. Ott

Advisory services offered

6 types reported
Financial Planning Services
Other advisory services
Portfolio management for businesses

Fee models offered

4 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 13, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 68.4% of total clients.
Top client categories% of clientsClients
1
Individuals
68.4%
295
2
HNWI
25.3%
109
3
Corporations
3.2%
14
4
Charitable
2.8%
12
5
Investment Cos.
0.2%
1
Categories with <5 clients
Pension and profit sharing plans<5 clients
RELIGOUS/UMA<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$1.2Bas of December 18, 2025
Discretionary97.1%
$1.2B
97% of total RAUM97.1%
Non-discretionary2.9%
$35M
3% of total RAUM2.9%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$1.2B
Total Accounts692
10Y AUM Change$-5.2B (-81.0%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees15
Clients per Employee29:1
10Y Employee Change-4 (-21.1%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.