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Firm profile

Compass Financial Services

WEST DES MOINES, IACRD 109441Latest ADV April 28, 2026

Compass Financial Services is an SEC registered investment adviser organized as a corporation with a primary office location in West Des Moines, IA. Its latest Form ADV filing, dated April 28, 2026, reports $407M in regulatory assets under management, 12 employees, and 1,909 accounts.

Assets Under Management
$407M
Employees
12
Offices
--
Total Clients
1,105
Primary office
WEST DES MOINES, IA
4801 WESTOWN PARKWAY, WEST DES MOINES, IA, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

2 roles identified
CEOJustin E. Van Houten
CCOCaleb W. Pearson

Advisory services offered

3 types reported
Financial Planning Services
Portfolio management for businesses
Portfolio management for individuals and small businesses

Fee models offered

2 types reported
Asset based fees
Hourly charges
Sources checked May 13, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 71.3% of total clients.
Top client categories% of clientsClients
1
Individuals
71.3%
788
2
HNWI
28.7%
317
Categories with <5 clients
Charitable Organizations<5 clients
Corporations or other businesses not listed above<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$407Mas of April 28, 2026
Discretionary100.0%
$407M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$407M
Total Accounts1,909
10Y AUM Change+$226M (+125.1%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees12
Clients per Employee92:1
10Y Employee Change+1 (+9.1%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.