SOUTH MERIDEN, CTCRD 109203Latest ADV March 27, 2026
New England Capital Financial Advisors LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in South Meriden, CT. Its latest Form ADV filing, dated March 27, 2026, reports $673M in regulatory assets under management, 12 employees, and 3,067 accounts.
Top client segmentIndividuals represent 83.6% of total clients.
Top client categories% of clientsClients
1
Individuals
83.6%
1,012
2
HNWI
14.3%
173
3
Pension Plans
1.5%
18
4
Charitable
0.4%
5
5
Corporations
0.2%
3
Categories with <5 clients
Corporations or other businesses not listed above<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$673Mas of March 27, 2026
Discretionary92.8%
$625M
93% of total RAUM92.8%
Non-discretionary7.2%
$48M
7% of total RAUM7.2%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$673M
Total Accounts3,067
10Y AUM Change+$413M (+159.3%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees12
Clients per Employee101:1
10Y Employee Change+3 (+33.3%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.