Firm profile

THE RETIREMENT PLANNING COMPANY OF NEW ENGLAND, INC.

WARWICK, RICRD 108705Latest ADV March 13, 2026

The Retirement Planning Company of New England, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Warwick, RI. Its latest Form ADV filing, dated March 13, 2026, reports $394M in regulatory assets under management, 4 employees, and 1,312 accounts.

Assets Under Management
$394M
Employees
4
Offices
--
Total Clients
566
Primary office
WARWICK, RI
1287 POST ROAD, WARWICK, RI, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOSotirios M. Pappas

Advisory services offered

2 types reported
Portfolio management for businesses
Portfolio management for individuals and small businesses

Fee models offered

4 types reported
Asset based fees
Commissions
Fixed fees
Sources checked May 13, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 75.8% of total clients.
Top client categories% of clientsClients
1
Individuals
75.8%
429
2
HNWI
24.0%
136
3
Charitable
0.2%
1
Categories with <5 clients
Charitable Organizations<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$394Mas of March 13, 2026
Discretionary94.1%
$371M
94% of total RAUM94.1%
Non-discretionary5.9%
$23M
6% of total RAUM5.9%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$394M
Total Accounts1,312
10Y AUM Change+$277M (+236.1%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees4
Clients per Employee142:1
10Y Employee Change+1 (+33.3%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.