Firm profile

Pinnacle Investment Advisors

TULSA, OKCRD 108086Registration Status: ApprovedEffective since February 29, 2000SEC # 801-57298Latest ADV March 5, 2026

Pinnacle Investment Advisors is an SEC registered investment adviser organized as a limited liability company with a primary office location in Tulsa, OK. Its latest Form ADV filing, dated March 5, 2026, reports $508M in regulatory assets under management, 7 employees, 1 office, and 496 accounts.

Assets Under Management
$508M
Employees
7
Offices
1 office
Total Clients
496

Associated firm names

4 names listed
  • PINNACLE HOLDINGS LLC
  • PINNACLE INVESTMENT ADVISORS LLC
  • PINNACLE INVESTMENT ADVISORS
  • PINNACLE HOLDINGS, LLC

Leadership

1 roles identified
CCODavid M. Poarch

Advisory services offered

4 types reported
Financial Planning Services
Portfolio management for businesses
Portfolio management for individuals and small businesses

Fee models offered

3 types reported
Asset based fees
Hourly charges
Performance-based fees

Offices & Contact

Primary office

TULSA, Oklahoma, United States

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Primary office regionOther reported regions

Shading shows states and countries with reported offices. Cities are listed below; shading does not indicate service coverage.

Oklahoma

TULSAPrimary office

1 office records listed · 1 total offices reported. Counts can use different reporting dates. SEC filers may list only their largest 25 additional offices.

Contact and digital presence

ADV profile links

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$508Mas of March 5, 2026
Discretionary96.7%
$492M
97% of total RAUM96.7%
Non-discretionary3.3%
$17M
3% of total RAUM3.3%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Client Coverage Demographics

Top client segmentIndividuals represent 66.5% of total clients.
Top client categories% of clientsClients
1
Individuals
66.5%
330
2
HNWI
25.8%
128
3
Pension Plans
2.4%
12
4
Corporations
2.4%
12
5
Charitable
1.8%
9
Categories with <5 clients
State or municipal government entities (including govt. pension plans)<5 clients

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$508M
Total Accounts496
10Y AUM Change$-63M (-11.0%)

Private Funds

Private funds reported by Pinnacle Investment Advisors

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Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees7
Clients per Employee71:1
10Y Employee Change-6 (-46.2%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.


Ownership

Reported direct and indirect ownership ranges

Each range applies to a separate reported relationship and should not be added together.

Reported ownership ranges

Highlighted bands show the percentage range reported in Form ADV.

0%25%50%75%100%
DAVID MONROE POARCHDirect owner · Schedule AInterest in PINNACLE INVESTMENT ADVISORS
10% to < 25%
ROBERT BRETT KRAMERDirect owner · Schedule AInterest in PINNACLE INVESTMENT ADVISORS
10% to < 25%
SUSAN HOKE SMITH BURGHARTDirect owner · Schedule AInterest in PINNACLE INVESTMENT ADVISORS
5% to < 10%
JAMES ANDREW POSEYDirect owner · Schedule AInterest in PINNACLE INVESTMENT ADVISORS
5% to < 10%
DOROTHY LOU ROBERTSDirect owner · Schedule AInterest in PINNACLE INVESTMENT ADVISORS
< 5%
CAROL VIRGINIA POARCHDirect owner · Schedule AInterest in PINNACLE INVESTMENT ADVISORS
< 5%
TIMOTHY STEVEN POSEYDirect owner · Schedule AInterest in PINNACLE INVESTMENT ADVISORS
< 5%
AIMEE NICOLE BOYERDirect owner · Schedule AInterest in PINNACLE INVESTMENT ADVISORS
< 5%
LAMONT EDWARD CAVANAUGHDirect owner · Schedule AInterest in PINNACLE INVESTMENT ADVISORS
< 5%
ROSS OWEN SWIMMERDirect owner · Schedule AInterest in PINNACLE INVESTMENT ADVISORS
< 5%
R. BRETT KRAMER TRUST BDirect owner · Schedule AInterest in PINNACLE INVESTMENT ADVISORS
< 5%
MIMOSA TREE CAPITAL INVESTMENT III, LLCDirect owner · Schedule AInterest in PINNACLE INVESTMENT ADVISORS
< 5%

Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Pinnacle Investment Advisors.

No indirect ownership information reported in the source’s Schedule B.

Reported ownership and control details

Form ADV · Filing date 2026-03-05 · Schedules A and B

13 entries
#Owner / person & roleInterest in entityReported interestControl personTitle / status acquiredSource
1DAVID MONROE POARCHMANAGING PARTNER/CHIEF COMPLIANCE OFFICERIndividualPINNACLE INVESTMENT ADVISORS10% to less than 25%Code BYesMANAGING PARTNER/CHIEF COMPLIANCE OFFICER02/1996Schedule APDF page 34
2ROBERT BRETT KRAMERMANAGING PARTNERIndividualPINNACLE INVESTMENT ADVISORS10% to less than 25%Code BYesMANAGING PARTNER02/1996Schedule APDF page 34
3SUSAN HOKE SMITH BURGHARTMEMBERIndividualPINNACLE INVESTMENT ADVISORS5% to less than 10%Code ANoMEMBER01/2007Schedule APDF page 34
4JAMES ANDREW POSEYMEMBERIndividualPINNACLE INVESTMENT ADVISORS5% to less than 10%Code ANoMEMBER01/2007Schedule APDF page 34
5DOROTHY LOU ROBERTSPARTNERIndividualPINNACLE INVESTMENT ADVISORSLess than 5%Code NANoPARTNER03/1996Schedule APDF page 34
6CAROL VIRGINIA POARCHPARTNERIndividualPINNACLE INVESTMENT ADVISORSLess than 5%Code NANoPARTNER12/1998Schedule APDF page 34
7TIMOTHY STEVEN POSEYPARTNERIndividualPINNACLE INVESTMENT ADVISORSLess than 5%Code NANoPARTNER11/1996Schedule APDF page 34
8AIMEE NICOLE BOYERPARTNERIndividualPINNACLE INVESTMENT ADVISORSLess than 5%Code NANoPARTNER01/2017Schedule APDF page 34
9LAMONT EDWARD CAVANAUGHPARTNERIndividualPINNACLE INVESTMENT ADVISORSLess than 5%Code NANoPARTNER01/2007Schedule APDF page 34
10ROSS OWEN SWIMMERPARTNERIndividualPINNACLE INVESTMENT ADVISORSLess than 5%Code NANoPARTNER06/2009Schedule APDF page 34
11R. BRETT KRAMER TRUST BPARTNERDomestic entityPINNACLE INVESTMENT ADVISORSLess than 5%Code NANoPARTNER06/2015Schedule APDF page 34
12MIMOSA TREE CAPITAL INVESTMENT III, LLCPARTNERDomestic entityPINNACLE INVESTMENT ADVISORSLess than 5%Code NANoPARTNER06/2005Schedule APDF page 34
13Jayme Don FowlerINVESTMENT ADVISORIndividualPINNACLE INVESTMENT ADVISORSLess than 5%Code NANoINVESTMENT ADVISOR12/2023Schedule APDF page 34

Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.

Compliance & Disclosures

Filing dated 3/5/2026 3:49:35 PM

Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.

RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No

In the past ten years, have you or any advisory affiliate:

  • A1Been convicted of or pleaded guilty or no contest to a felony?No
  • A2Been charged with a felony?No
BMisdemeanors2 No

In the past ten years, have you or any advisory affiliate:

  • B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
  • B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No

Has the SEC or CFTC ever:

  • C1Found you or an advisory affiliate made a false statement or omission?No
  • C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
  • C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No

Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:

  • D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
  • D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
  • D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No

Has a self-regulatory organization or commodities exchange ever:

  • E1Found you or an advisory affiliate made a false statement or omission?No
  • E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
  • E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
  • FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
  • GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No

(1) Court actions

Has a domestic or foreign court:

  • H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
  • H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
  • H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No

(2) Pending civil proceedings

  • H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.