Firm profile

MARCHAND FARIES FINANCIAL MANAGEMENT, INC.

CRD 107813Latest ADV February 26, 2026

Marchand Faries Financial Management, Inc. is an SEC registered investment adviser organized as a corporation. Its latest Form ADV filing, dated February 26, 2026, reports $139M in regulatory assets under management, 4 employees, 2 offices, and 223 accounts.

Assets Under Management
$139M
Employees
4
Offices
2 offices
Total Clients
90
Primary office
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOJane E. Marchand

Advisory services offered

1 types reported
Portfolio management for individuals and small businesses

Fee models offered

1 types reported
Asset based fees
Sources checked May 13, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 53.3% of total clients.
Top client categories% of clientsClients
1
Individuals
53.3%
48
2
HNWI
46.7%
42

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$139Mas of February 26, 2026
Discretionary100.0%
$139M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$139M
Total Accounts223
10Y AUM Change+$15M (+11.8%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees4
Clients per Employee23:1
10Y Employee Change0 (0.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.