Sowa Financial Group is an SEC registered investment adviser organized as a corporation with a primary office location in Lincoln, RI. Its latest Form ADV filing, dated February 12, 2026, reports $517M in regulatory assets under management, 8 employees, and 1,400 accounts.
Assets Under Management
$517M
Employees
8
Offices
--
Total Clients
572
Primary office
LINCOLN, RI
24 ALBION ROAD, SUITE 340, LINCOLN, RI, United States
Portfolio management for individuals and small businesses
Publication of periodicals or newsletters
Fee models offered
2 types reported
Asset based fees
Fixed fees
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 73.3% of total clients.
Top client categories% of clientsClients
1
Individuals
73.3%
419
2
HNWI
26.7%
153
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$517Mas of February 12, 2026
Discretionary100.0%
$517M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$517M
Total Accounts1,400
10Y AUM Change+$319M (+160.6%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees8
Clients per Employee72:1
10Y Employee Change+1 (+14.3%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.