WINONA LAKE, INCRD 107517Latest ADV March 31, 2026
Sym Financial Advisors is an SEC registered investment adviser organized as a corporation with a primary office location in Winona Lake, IN. Its latest Form ADV filing, dated March 31, 2026, reports $5.8B in regulatory assets under management, 84 employees, 5 offices, and 6,673 accounts.
Top client segmentIndividuals represent 48.6% of total clients.
Top client categories% of clientsClients
1
Individuals
48.6%
953
2
HNWI
43.3%
848
3
Pension Plans
6.5%
128
4
Corporations
1.0%
20
5
Charitable
0.5%
10
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$5.8Bas of March 31, 2026
Discretionary88.4%
$5.1B
88% of total RAUM88.4%
Non-discretionary11.6%
$675M
12% of total RAUM11.6%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$5.8B
Total Accounts6,673
10Y AUM Change+$3.8B (+189.5%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees84
Clients per Employee23:1
10Y Employee Change+42 (+100.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.