Firm profile

Wealthspire Institutional, LLC

CHICAGO, ILCRD 106720Registration Status: ApprovedEffective since March 27, 1995SEC # 801-48820Latest ADV October 9, 2026

Wealthspire Institutional, LLC's Form ADV filing dated 2026-10-09 reports $97,541,531,200 in regulatory assets under management, $52,462,188,996 discretionary and $45,079,342,204 non-discretionary, 1,241 accounts, and 210 employees.

Assets Under Management
$97.5B
Employees
210
Offices
18 offices
Total Clients
1,239

Associated firm names

2 names listed
  • DIMEO SCHNEIDER & ASSOCIATES LLC
  • FIDUCIENT ADVISORS LLC

Leadership

4 roles identified
CEOMichael A. Lamena
CCOBrian J. Yu
COOLisa M. Moceri

Advisory services offered

9 types reported
Educational seminars/workshops
Financial Planning Services
Other advisory services

Fee models offered

3 types reported
Asset based fees
Fixed fees
Performance-based fees

Offices & Contact

Primary office

CHICAGO, Illinois, United States

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Primary office regionOther reported regions

Shading shows states and countries with reported offices. Cities are listed below; shading does not indicate service coverage.

Illinois

CHICAGOPrimary office

Connecticut

WINDSOR

Maine

KENNEBUNK

Massachusetts

BOSTON

Virginia

MCLEAN

5 office records listed · 18 total offices reported. 13 additional office addresses are undisclosed and are not mapped. Counts can use different reporting dates. SEC filers may list only their largest 25 additional offices.

Contact and digital presence

ADV profile links

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$97.5Bas of October 9, 2026
Discretionary53.8%
$52.5B
54% of total RAUM53.8%
Non-discretionary46.2%
$45.1B
46% of total RAUM46.2%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Client Coverage Demographics

Top client segmentHNWI represent 41.8% of total clients.
Top client categories% of clientsClients
1
HNWI
41.8%
518
2
Charitable
27.5%
341
3
Pension Plans
16.5%
205
4
Individuals
13.8%
171
5
Corporations
0.3%
4

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$97.5B
Total Accounts1,241
10Y AUM Change+$86.2B (+758.2%)

Private Funds

Private funds reported by Wealthspire Institutional, LLC

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Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees210
Clients per Employee6:1
10Y Employee Change+139 (+195.8%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.


Ownership

Reported direct and indirect ownership ranges

Each range applies to a separate reported relationship and should not be added together.

Reported ownership ranges

Highlighted bands show the percentage range reported in Form ADV.

0%25%50%75%100%
WEALTHSPIRE US PARENT, LLCDirect owner · Schedule AInterest in FIDUCIENT ADVISORS LLC
75%+
WEALTHSPIRE, LPIndirect owner · Schedule BInterest in WEALTHSPIRE US PARENT, LLC
75%+
WEALTHSPIRE II, LPIndirect owner · Schedule BInterest in WEALTHSPIRE, LP
75%+
WEALTHSPIRE I, LPIndirect owner · Schedule BInterest in WEALTHSPIRE II, LP
75%+
WEALTHSPIRE TOPCO, LPIndirect owner · Schedule BInterest in WEALTHSPIRE I, LP
75%+
WEALTHSPIRE HOLDCO, LPIndirect owner · Schedule BInterest in WEALTHSPIRE TOPCO, LP
75%+
WEALTHSPRE GP LLCIndirect owner · Schedule BInterest in WEALTHSPIRE HOLDCO, LP
75%+
MDCP CO-INVESTORS (CHICAGO-C), L.P.Indirect owner · Schedule BInterest in WEALTHSPRE GP LLC
75%+
MDCP IX CHICAGO SPLITTER AGGREGATOR, L.P.Indirect owner · Schedule BInterest in WEALTHSPIRE HOLDCO, LP
75%+

Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Wealthspire Institutional, LLC.

Reported ownership and control details

Form ADV · Filing date 2026-07-24 · Schedules A and B

20 entries
#Owner / person & roleInterest in entityReported interestControl personTitle / status acquiredSource
1VERONICA EI CHUN MOODIRECTOR - WEALTHSPIREIndividualFIDUCIENT ADVISORS LLCLess than 5%Code NAYesDIRECTOR - WEALTHSPIRE10/2025Schedule APDF page 44
2CHRISTOPHER FRANCIS KACHMARCHIEF MARKET STRATEGISTIndividualFIDUCIENT ADVISORS LLCLess than 5%Code NAYesCHIEF MARKET STRATEGIST04/2020Schedule APDF page 44
3CARL EDWARD NELSONPRESIDENT - WEALTHSPIREIndividualFIDUCIENT ADVISORS LLCLess than 5%Code NAYesPRESIDENT - WEALTHSPIRE10/2025Schedule APDF page 44
4ROBERT JAY HILZENRATHDIRECTOR - WEALTHSPIREIndividualFIDUCIENT ADVISORS LLCLess than 5%Code NAYesDIRECTOR - WEALTHSPIRE10/2025Schedule APDF page 44
5BRAD L LONGCHIEF INVESTMENT OFFICERIndividualFIDUCIENT ADVISORS LLCLess than 5%Code NAYesCHIEF INVESTMENT OFFICER07/2023Schedule APDF page 44
6MICHAEL EDMOND GOSSPRESIDENTIndividualFIDUCIENT ADVISORS LLCLess than 5%Code NAYesPRESIDENT10/2025Schedule APDF page 44
7BRETT RONALD SCHNEIDERDIRECTOR - WEALTHSPIREIndividualFIDUCIENT ADVISORS LLCLess than 5%Code NAYesDIRECTOR - WEALTHSPIRE10/2025Schedule APDF page 44
8MICHAEL ANTHONY LAMENACHIEF EXECUTIVE OFFICER - WEALTHSPIREIndividualFIDUCIENT ADVISORS LLCLess than 5%Code NAYesCHIEF EXECUTIVE OFFICER - WEALTHSPIRE10/2025Schedule APDF page 44
9WEALTHSPIRE US PARENT, LLCOWNERDomestic entityFIDUCIENT ADVISORS LLC75% or moreCode EYesOWNER10/2025Schedule APDF page 44
10BRIAN J YUCHIEF COMPLIANCE OFFICERIndividualFIDUCIENT ADVISORS LLCLess than 5%Code NAYesCHIEF COMPLIANCE OFFICER01/2026Schedule APDF page 44
11Lisa Marie MoceriCHIEF OPERATING OFFICERIndividualFIDUCIENT ADVISORS LLCLess than 5%Code NAYesCHIEF OPERATING OFFICER12/2025Schedule APDF page 44
12WEALTHSPIRE, LPOWNERDomestic entityWEALTHSPIRE US PARENT, LLC75% or moreCode EYesOWNER10/2025Schedule BPDF page 45
13WEALTHSPIRE II, LPOWNERDomestic entityWEALTHSPIRE, LP75% or moreCode EYesOWNER10/2025Schedule BPDF page 45
14WEALTHSPIRE I, LPOWNERDomestic entityWEALTHSPIRE II, LP75% or moreCode EYesOWNER10/2025Schedule BPDF page 45
15WEALTHSPIRE TOPCO, LPOWNERDomestic entityWEALTHSPIRE I, LP75% or moreCode EYesOWNER10/2025Schedule BPDF page 45
16WEALTHSPIRE HOLDCO, LPOWNERDomestic entityWEALTHSPIRE TOPCO, LP75% or moreCode EYesOWNER10/2025Schedule BPDF page 45
17WEALTHSPRE GP LLCOWNERDomestic entityWEALTHSPIRE HOLDCO, LP75% or moreCode EYesOWNER10/2025Schedule BPDF page 45
18MDCP CO-INVESTORS (CHICAGO-C), L.P.OWNERDomestic entityWEALTHSPRE GP LLC75% or moreCode EYesOWNER10/2025Schedule BPDF page 45
19MDCP IX CHICAGO SPLITTER AGGREGATOR, L.P.OWNERDomestic entityWEALTHSPIRE HOLDCO, LP75% or moreCode EYesOWNER10/2025Schedule BPDF page 45
20MADISON DEARBORN PARTNERSGENERAL PARTNERDomestic entityMDCP CO-INVESTORS (CHICAGO-C), L.P.Percentage not specifiedCode FYesGENERAL PARTNER10/2025Schedule BPDF page 45

Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.

Compliance & Disclosures

Filing dated 7/24/2026 3:14:04 PM

Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.

RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No

In the past ten years, have you or any advisory affiliate:

  • A1Been convicted of or pleaded guilty or no contest to a felony?No
  • A2Been charged with a felony?No
BMisdemeanors2 No

In the past ten years, have you or any advisory affiliate:

  • B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
  • B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No

Has the SEC or CFTC ever:

  • C1Found you or an advisory affiliate made a false statement or omission?No
  • C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
  • C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No

Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:

  • D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
  • D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
  • D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No

Has a self-regulatory organization or commodities exchange ever:

  • E1Found you or an advisory affiliate made a false statement or omission?No
  • E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
  • E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
  • FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
  • GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No

(1) Court actions

Has a domestic or foreign court:

  • H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
  • H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
  • H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No

(2) Pending civil proceedings

  • H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.