Financial Asset Management Corp is an SEC registered investment adviser organized as a corporation with a primary office location in Chappaqua, NY. Its latest Form ADV filing, dated March 18, 2026, reports $436M in regulatory assets under management, 3 employees, 1 office, and 846 accounts.
Assets Under Management
$436M
Employees
3
Offices
1 office
Total Clients
204
Primary office
CHAPPAQUA, NY
26 SOUTH GREELEY AVE, CHAPPAQUA, NY, United States
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentHNWI represent 51.5% of total clients.
Top client categories% of clientsClients
1
HNWI
51.5%
105
2
Individuals
48.5%
99
Categories with <5 clients
Pension and profit sharing plans<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$436Mas of March 18, 2026
Discretionary88.9%
$388M
89% of total RAUM88.9%
Non-discretionary11.1%
$49M
11% of total RAUM11.1%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$436M
Total Accounts846
10Y AUM Change+$236M (+117.5%)
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees3
Clients per Employee68:1
10Y Employee Change-1 (-25.0%)
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Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.