SANTA MONICA, CACRD 106615Latest ADV March 31, 2026
Sierra Investment Management, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Santa Monica, CA. Its latest Form ADV filing, dated March 31, 2026, reports $361M in regulatory assets under management, 34 employees, and 759 accounts.
Assets Under Management
$361M
Employees
34
Offices
--
Total Clients
312
Primary office
SANTA MONICA, CA
3420 OCEAN PARK BLVD, STE 3060, SANTA MONICA, CA, United States
Portfolio management for individuals and small businesses
Fee models offered
1 types reported
Asset based fees
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 61.9% of total clients.
Top client categories% of clientsClients
1
Individuals
61.9%
193
2
HNWI
32.4%
101
3
Pension Plans
2.2%
7
4
PPVA SUB-ACCOUNTS
2.2%
7
5
Corporations
1.0%
3
Categories with <5 clients
Charitable Organizations<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$361Mas of March 31, 2026
Discretionary100.0%
$361M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$361M
Total Accounts759
10Y AUM Change$-201M (-35.7%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees34
Clients per Employee9:1
10Y Employee Change+3 (+9.7%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.